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    MEDICAL REHABILITATION RESEARCH (U.S.A.)

    NIH GUIDE, Volume 21, Number 7, February 21, 1992

    PA NUMBER: PA-92-42

    P.T. 34; K.W. 0415001, 0415002, 0415003, 0765035, 0740070

    National Institute of Child Health and Human Development

    PURPOSE

    The National Center for Medical Rehabilitation Research (NCMRR) of the
    National Institute of Child Health and Human Development (NICHD)
    invites qualified researchers to submit grant applications for research
    on restoring, replacing or enhancing the function of children and
    adults with disabilities. Medical rehabilitation research is directed
    towards restoration and improvement of functional capability lost as a
    consequence of injury, disease and congenital disorder. The mission of
    the NCMRR is to improve the ability of medical rehabilitation to
    restore or improve function through research on: (1) functional
    problems associated with diminished mobility, (2) body systems response
    to lost function, (3) adaptive behavior systems modifications to
    functional loss, (4) treatment intervention effectiveness in restoring
    function, (5) assistive devices that replace or enhance function, and
    (6) outcome measurement systems that provide an integrative method for
    tracking functional change over time in many different domains.

    This research includes basic science studies related to the
    pathophysiologic mechanisms and processes underlying functional loss.
    Basic and clinical studies of the physical impairment that reduces
    function are included in the science of medical rehabilitation.
    Fundamental knowledge of functional development, change in functional
    capacity during development, and alteration of functional abilities
    post injury or disease is a focal point of medical rehabilitation
    research. The individual's adaptive and maladaptive behavioral
    responses to a physical impairment and functional change are the
    subject of a wide variety of basic, clinical and applied studies. The
    societal impact, both positive and negative, of how persons with
    disabilities adjust to the demands of culture (e.g., family, work,
    support systems) and to natural and man-made environmental barriers
    frames the outcome success or failure of medical rehabilitation
    programs.

    These studies of assisted recovery from or adaptation to functional
    loss are conducted by researchers from a wide variety of scientific
    disciplines such as specialists in physical and rehabilitation medicine
    (physiatry), neurology, pediatrics, urology, orthopedics, neurosurgery,
    nursing, physical therapy, occupational therapy, rehabilitation
    psychology, sociology, demography, epidemiology, biomedical
    engineering, rehabilitation engineering, orthotists, prosthetists, and
    other related health professionals. In addition, the basic sciences
    contribute to understanding mechanisms and processes fundamental to
    functional recovery. These disciplines include genetics, molecular
    biology, neurosciences, physiological sciences and other physical
    sciences. Both intradisciplinary and interdisciplinary research are
    needed and encouraged.

    HEALTHY PEOPLE 2000

    The Public Health Service (PHS) is committed to achieving the health
    promotion and disease prevention goals of "Healthy People 2000," a
    PHS-led national activity for setting priorities. This program
    announcement, Medical Rehabilitation Research, is related to the
    priority areas of nutrition, physical activity and fitness, heart
    disease and stroke, cancer, and diabetes and chronic disabling
    conditions. Potential applicants may a copy of "Healthy People 2000"
    (Full Report: No. 017-001-474-0, or Summary Report: Stock No
    017-001-00473-1) through the Superintendent of Documents, Government
    Printing Office, Washington, DC 20402-9325 (Telephone:
    202-783-3238).

    ELIGIBILITY REQUIREMENTS

    Applications may be submitted by domestic and foreign for-profit and
    non-profit organizations, public and private, such as universities,
    colleges, hospitals, laboratories, units of State or local governments,
    and eligible agencies of the Federal government. Applications from
    minority individuals and women are encouraged. Additional eligibility
    requirements must be met for institutional training grants (T32),
    fellowships (F32, F33), and career development awards (K series).

    MECHANISMS OF SUPPORT

    The mechanisms available for support of this program announcement are:
    Individual Research Grants (R01), First Independent Research Support
    and Transition (FIRST) Awards (R29), Program Project Grants (PO1),
    Research Career Development Awards (K04), The Academic/Teacher Awards
    (K07), The Clinical Investigator Award (K08), The Physician Scientist
    Award (K11), National Research Service Award Institutional Training
    Grants (T32), and Individual Fellowships (F32, F33).

    RESEARCH OBJECTIVES

    Background

    Between 35 million and 43 million Americans, or 1 in 7, have a
    disability. Almost four percent of the U.S. population are unable to
    carry out the major activity of their age group because of severe
    disabilities. An additional six percent of the population are
    restricted in their major activity, and another 4 percent are limited
    in other types of activity. The NCMRR provides an opportunity for
    scientists to conduct research on the functional changes resulting from
    illness, injuries, and developmental processes that begin before birth
    and continue until the last stages of life. The emphasis will be on
    health-related improvement in human functioning at the
    pathophysiological, physical impairment, functional impairment,
    disability, and societal impact levels of analysis. Explicitly
    included are studies of the application of new knowledge to the
    development of medical, behavioral, psychological, social, and
    technological interventions designed to optimize functioning after
    impairment. Research of interest would extend from the molecular level
    to the functioning of individuals in their physical and social
    environment.

    Scope

    The NCMRR of the NICHD seeks research project, research training,
    fellowship, and research career award grant applications for the study
    of medical rehabilitation. This is not a one-time invitation for
    applications, but rather a continuing call for research on this topic.
    Many research issues fall within the scope of this announcement.
    Basic, clinical, and applied research is encouraged through
    intervention strategies, measurement strategies, and the development of
    assistive devices to improve the knowledge and understanding of the
    medical rehabilitation process (pathophysiology, physical impairment,
    functional limitation, disability and societal impact) contributing to
    functional loss in the broad and overlapping areas of mobility, body
    systems, and behavioral systems. The following are offered as
    illustrations of appropriate topics, but applications are not be
    limited to these areas:

    A. MOBILITY ENHANCEMENT RESEARCH IN MEDICAL REHABILITATION

    1) Treatment Effectiveness

    o Effectiveness of different treatment interventions for long-term
    rehabilitation of patients with mobility problems resulting from
    cardiovascular disease, myocardial infarction, stroke, and
    hypertension.

    o Studies of the neuroplasticity of the nervous and muscular systems
    and whether or not interventions might improve the motor functioning of
    individuals with neuromotor deficits.

    o Research on hormonal, neurochemical, and potential pharmacological
    agents (such as growth hormone) that might improve the physical
    functioning or the mobility of individuals with disabilities.

    2) Assessment and Measurement

    o Assessment of the effects of the use of mobility aids (i.e., canes,
    wheelchairs, prosthetics, and orthotic devices) on the muscles and
    joints.

    o Assessment of the potential physiological and metabolic benefits of
    varying the means and modes of mobility for people with impaired
    mobility.

    o Identification and quantification of the factors and mechanisms
    involved in performing important motor tasks such as walking, ascending
    stairs, reaching, sitting, and crouching.

    o Improving the analytical tools for evaluating the performance of
    work-related tasks.

    3) Assistive Devices

    o Development of mechanical and electrical devices that can assist
    individuals with physical disabilities to control their environment,
    including prosthetic and orthotic equipment, mobility enhancement
    (wheelchairs, walkers, safety equipment for transportation vehicles),
    remote control of home and work place appliances or tools, and
    recreational equipment for use in family, school, and community
    settings.

    o Development and testing of devices and/or techniques designed to
    teach, supplement, replace or restore communicative and language
    functions (e.g., gesturing, listening, speaking, reading, and writing)
    of individuals with physical disabilities including alternative forms
    of communication (e.g., computer-assisted speech output, speech
    substitution), and/or environmental control systems for home, school,
    and work.

    o Development of devices and techniques for the mechanical testing of
    tissue properties under physiologically representative conditions.

    o Evaluation of the utility, functional impacts, and dependability of
    assistive devices.

    B. BEHAVIORAL SYSTEMS RESEARCH IN MEDICAL REHABILITATION

    1) Treatment Effectiveness

    o Development of skill-training and educational program products and
    therapeutic techniques that supplement, replace, or restore the
    functional social, cognitive, adaptive, and motor abilities of
    individuals who are physically disabled.

    o Development of: behavioral techniques for improvement of cognitive
    function (e.g., academic training), motor skills (e.g., mobility
    difficulties, bowel and bladder control, feeding, and dressing), the
    decrease or elimination of destructive behaviors (e.g., self abuse,
    aggression, hyperactivity) for individuals with disabilities.

    o Studies of the differential between the functional capacity of older
    adults with disabilities and their actual level of performance.

    2) Assessment and Measurement

    o Development of data collection and surveillance systems necessary to
    generate epidemiologically sound evidence of the incidence and
    prevalence of impairments, functional changes, and disabilities in
    different societal contexts, and the conduct of such studies.

    o Development and testing of theoretical formulations of the
    determinants of impairments, functional changes, and disabilities and
    the progression leading from impairment to societal impact.

    o Assessments of patterns and models of care in terms of their impact
    on the quality of life of people with disabilities.

    o Rehabilitation assessment of persons with disabilities who are
    losing function due to the aging process.

    3) Assistive Devices

    o Development and testing of software programs for computer- assisted
    instruction, measurement, and assessment of cognitive, vocational, and
    social skill acquisition for children and adults with physical
    disabilities.

    C. BODY SYSTEMS RESEARCH IN MEDICAL REHABILITATION

    1) Treatment Effectiveness

    o Methods to stimulate bone and soft-tissue growth in prosthetic
    devices.

    o Rehabilitation research in cancer survivors such as improving
    treatment techniques for breast reconstruction and dealing with
    dysfunctions associated with breast cancer therapies (behavioral and
    psychological problems, vaginal dryness, hot flashes, lymphedema, and
    shoulder dysfunction); treatments of sensory or functional deficits
    induced by cancer treatments.

    o Clinical intervention effectiveness in attempts to prevent or
    remediate adverse long-term effects of kidney transplantation, e.g.,
    multiple organ effects, behavioral changes, vocational and social
    effects.

    o Rehabilitation of neurophysiological dysfunction including
    investigation of therapies that might reduce the extent of neurologic
    damage caused by disease or injury, induce functional plasticity and
    enhance restoration of function.

    o Medical rehabilitation intervention effectiveness for people with
    chronic lung disease.

    o Effectiveness of interventions designed to prevent or remediate the
    adverse long-term physical, behavioral, and social effects of asthma.

    o Treatment interventions designed to improve rehabilitation of
    musculoskeletal disorders.

    o Treatments to maintain and improve integumentary integrity.

    2) Assessment and Measurement

    o Assessment and measurement of joint mechanics and pathophysiology,
    musculoskeletal physiology and plasticity, interaction of
    musculoskeletal impairments, and the mechanisms governing muscle and
    bone development in the presence of normal and abnormal neural
    function.

    o Development of clinical tools for the quantitative assessment of
    muscle function, mobility, and postural control.

    o Development of quantitative measures for assessing and comparing the
    functional capacity to carry out routine tasks and the level of
    performance achieved in doing so.

    o Development of procedures and standardized protocols for determining
    sites of fatigue in the neuromotor systems in people with and without
    impairments and disabilities.

    3) Assistive Devices

    o Devices to improve measurement of joint mechanics and
    pathophysiology, musculoskeletal physiology and plasticity, interaction
    of musculoskeletal impairments, and the mechanisms governing muscle and
    bone development in the presence of normal and abnormal neural
    function.

    o Development of durable waterproof, life-like cosmesis and
    alternative prosthetic covers.

    STUDY POPULATIONS

    SPECIAL INSTRUCTIONS TO APPLICANTS REGARDING IMPLEMENTATION OF NIH
    POLICIES CONCERNING INCLUSION OF WOMEN AND MINORITIES IN CLINICAL
    RESEARCH STUDY POPULATIONS

    National Institutes of Health (NIH) policy is that applicants for NIH
    clinical research grants will be required to include minorities and
    women in study populations so that research findings can be of benefit
    to all persons at risk of the disease, disorder or condition under
    study. Special emphasis should be placed on the need for inclusion of
    minorities and women in studies of diseases, disorders and conditions
    that disproportionately affect them. This policy is intended to apply
    to males and females of all ages. If women or minorities are excluded
    or inadequately represented in clinical research, particularly in
    proposed population-based studies, a clear compelling rationale should
    be provided.

    The composition of the proposed study population must be described in
    terms of gender and racial or ethnic group together with a rationale
    for its choice. In addition gender and racial or ethnic issues should
    be addressed in developing a research design and sample size
    appropriate for the scientific objectives of the study. This
    information should be included on the grant application form PHS 398 in
    Section 2, A-D of the research plan and summarized in Section 2, E,
    (Human Subjects).

    Applicants are urged to carefully assess the feasibility of including
    the broadest possible representation of minority groups. However, NIH
    recognizes that it may not be feasible or appropriate in all research
    projects to include representation of the full array of United States
    racial or ethnic minority populations (i.e., Native Americans
    (including American Indians or Alaskan Natives), Asian/Pacific
    Islanders, Blacks, Hispanics). The rationale for studies on single
    minority population groups should be provided.

    For the purpose of this policy, clinical research includes human
    biomedical and behavioral studies on etiology, epidemiology, prevention
    (and preventive strategies), diagnosis, or treatment of diseases,
    disorders or conditions, including but not limited to clinical trials.
    The usual NIH policies concerning research on human subjects also
    apply. Basic research or clinical studies in which human tissues
    cannot be identified or linked to individuals are excluded. However,
    every effort should be made to include human tissue from women and
    racial/ethnic minorities when it is important to apply the results of
    the study broadly, and this should be addressed by applicants.
    For foreign awards, the policy on inclusion of women applies fully;
    since the definition of minority differs in other countries, applicants
    must discuss the relevance of research involving foreign population
    groups to the United States' populations, including minorities.

    If the required information is not contained within the application,
    the application will be returned.

    Peer reviewers will address specifically whether the research plan in
    the application conforms to these policies. If the representation of
    women or minorities in a study design is inadequate to answer the
    scientific question(s) addressed and the justification for the selected
    study population is inadequate, it will be considered a scientific
    weakness or deficiency in the study design and will be reflected in
    assigning the priority score to the application.

    All applications for clinical research submitted to NIH are required to
    address these policies. NIH funding components will not award grants
    or cooperative agreements that do not comply with these policies.

    APPLICATION PROCEDURES

    Applicants are to use the research project application form PHS 398
    (revised 9/91), for the R01, R29, P01, K04, K07, K08, K11 and T32
    applications. On line 2 (Response to Specific Program announcement)
    on the face page of the application, type: "Medical Rehabilitation
    Research, PA-92-42."

    Applicants are advised also to review the appropriate guidelines for
    the various funding mechanisms for unique features of each mechanism:
    First Independent Research Support and Transition (FIRST) Award (R29),
    September 23, 1991; NIH Research Career Development Award (K04), June
    1991; Clinical Investigator Award (K08), October 1991; Physician
    Scientist Award (K11), June 1991; and National Research Service Awards
    Institutional Training Grants (T32), October 1990. These publications
    are available at the applicant's institutional Application Control
    Office and from the Office of Grants Inquiries, Division of Research
    Grants, NIH (telephone 301-496-7441).

    Because the PHS 398 form is designed primarily for the traditional R01
    application, several sections, outlined on the instruction sheet, must
    be modified and expanded to provide the additional information required
    for a P01 or K07. Applicants for the P01 should use the application
    format as described in the NICHD pamphlet, Program Project Guidelines,
    1991, that may be obtained from the contacts listed under INQUIRIES.
    Applicants for the K07 should also obtain guidance from the contacts
    listed under INQUIRIES.

    Fellowship applications (F32 and F33) must be submitted on the
    Application for Public Health Service Individual Service Award (PHS
    416-1). If the applicant is a noncitizen, a notarized statement of
    permanent residence must accompany the application. Applicants must
    submit with the application at least three letters of reference.

    Receipt dates for Research Project Grants, Career Development Award,
    and FIRST Award applications are February 1, June 1, and October 1 of
    each year. The individual National Research Service Award applications
    are accepted January 10, May 10, and September 10. Institutional
    training grant applications are accepted once each year, January 10.

    If using the PHS 398, submit the original application and six copies to
    the following address. If using the PHS 416, submit the original
    application and two copies to:

    Grant Application Receipt Office
    Division of Research Grants
    National Institutes of Health
    Westwood Building, Room 240
    Bethesda, MD 20892**

    REVIEW PROCEDURES

    All applications will be received by the Division of Research Grants
    (DRG), NIH. Research project grant (R01 and R29) applications,
    fellowships (F32, F33) and research career development awards (K04)
    will be reviewed for scientific and technical merit by an appropriate
    study section in the Division of Research Grants. All other
    applications will be reviewed by an appropriate institute review group.
    The initial review for scientific and technical merit will be by a
    review group composed mostly of nonfederal scientific consultants
    (study section). Secondary review will be by the appropriate national
    advisory council. The review criteria customarily employed by the NIH
    PHS for applications will prevail. The specific criteria for each
    mechanism are described fully in the publications listed in APPLICATION
    PROCEDURES.

    AWARD CRITERIA

    Applications will compete for available funds with all other approved
    applications. The following will be considered in making funding
    decisions:

    o Quality of the proposed project as determined by peer review
    o Availability of funds
    o Program balance among research areas of the announcement

    INQUIRIES

    Researchers considering an application in response to this announcement
    are encouraged to discuss the project and the range of grant mechanisms
    available with NCMRR staff listed below in advance of formal
    submission.

    Direct inquiries regarding programmatic issues to:

    Louis A. Quatrano, Ph.D.
    Chief, Applied Medical Rehabilitation Research Branch
    National Center for Medical Rehabilitation Research
    National Institute of Child Health and Human Development
    Executive Plaza South, Room 450W
    6120 Executive Boulevard
    Rockville, MD 20852
    Telephone: (301) 402-2242

    or

    Danuta Krotoski, Ph.D.
    Chief, Basic Medical Rehabilitation Research Branch
    National Center for Medical Rehabilitation Research
    National Institute of Child Health and Human Development
    Executive Plaza South, Room 450W
    6120 Executive Boulevard
    Rockville, MD 20852
    Telephone: (301) 402-2242

    For fiscal and administrative inquires regarding this announcement,
    potential applicants may write or call:

    E. Douglas Shawver
    Office of Grants and Contracts
    National Institute of Child Health and Human Development
    Executive Plaza North, Room 501
    6130 Executive Boulevard
    Rockville Pike, MD 20892
    Telephone: (301) 496-1303

    AUTHORITY AND REGULATION

    This program is described in the Catalog of Federal Domestic Assistance
    No. 93.929, Medical Rehabilitation Research. Awards are made under
    authorization of the Public Health Service Act, Title IV, Part A
    (Public Law 78-410, as amended by Public Law 99-158, 42 USC 241 and
    285) and administered under PHS grants policies and Federal Regulations
    42 CFR 52 and 45 CFR Part 74. This program is not subject to the
    intergovernmental review requirements of Executive Order 12372 or
    Health Systems Agency review.
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